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Last update on 19/02/2019 12:26:06





Corporate governance

Blocking Periods

It is forbidden for Significant Persons to carry out transactions on their own account, or on behalf of third parties, either directly or indirectly, relating, amongst other things, to the purchase, sale, subscription or exchange of shares, debt securities, derivative instruments or financial instruments associated with them during the 30 calendar days before the publication of an interim financial report or a year-end report which UBI BANCA is obliged to make public, in compliance with the rules of the trading venue where UBI BANCA’s shares are traded or with the current provisions of national law.

Possible exceptions to that ban may be approved on the basis of good grounds by the Management Board in compliance with the limits set by Art. 19, paragraph 12 of Regulation EU No. 596/2014 and subsequently authorised by the Supervisory Board.