These Regulations, have been drawn up in accordance with Art. 19 of Regulation EU No. 596/2014 and the relative implementation measures as well as in accordance with Art. 114, paragraph 7 of Legislative Decree No. 58/98 and articles 152 sexies, septies and octies of the Regulation adopted by the Consob (Italian securities market authority) with Resolution No. 11971/99 and subsequent amendments. They are designed to confer transparency on transactions carried out by significant persons and persons closely associated with them.
The obligations contained in these Regulations apply, amongst other things, to purchases and sales, subscriptions or exchanges of shares, debt securities, derivative instruments or financial instruments associated with them.
The Corporate Affairs and Relations with Authorities Area of UBI BANCA S.p.A. is the organisational unit responsible for the receipt, management and disclosure of transactions communicated by significant persons.