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Corporate governance

Relevant Persons

 

In accordance with UBI BANCA’s Internal Dealing Regulations, the following definitions apply:

 

 

 

Significant Persons:

 

a1) members of the Management Board and of the Supervisory Board of UBI BANCA;

 

a2) the following senior managers who have regular access to inside information which either directly or indirectly regards UBI BANCA and power to take managerial decisions affecting the future developments and business prospects of UBI BANCA: the General Manager, the Deputy General Managers and the Senior officer responsible for the preparation of corporate accounting documents of UBI BANCA;

 

a3) any other person who holds an interest in the share capital calculated in accordance with article 118 of the RE, amounting to at least 10% of the share capital of UBI BANCA, consisting of shares with voting rights as well as any other person who controls UBI BANCA.

 

 

 

Persons Closely Associated with Significant Persons:

 

b1) a spouse, or a partner considered to be equivalent to a spouse in accordance with national law;

 

b2) children, including dependent children of a spouse;

 

b3) parents and relatives by kinship and by marriage who have shared the same household with Significant Persons for at least one year on the date of the Transaction (as defined in the following Art. 3);

 

b4) a legal person, trust or partnership, (i) the managerial responsibilities of which are discharged by a Significant Person or by a person referred to in the preceding points b1), b2), or b3) or (ii) which is directly or indirectly controlled by a Significant Person or by a person referred to in the preceding points b1), b2), or b3), or (iii) which is set up for their benefit, or (iv) the economic interests of which are substantially equivalent to the interests of a Significant Person or a person referred to in the preceding points b1), b2), or b3).